SEC Form 4 · accession 0001209191-18-057176
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Faraj Aalaei
Officer — CHAIRMAN, PRESIDENT AND CEO · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Nov 1, 2018 | D | 15,000 | $10.0157 | D | 1,068,460 | I | By: Lindenwood Trust dated 8/13/2014 |
| Common stock | holding | — | — | — | 55,000 | I | By: Dena Aalaei 2007 Irrevocable Trust | |
| Common stock | holding | — | — | — | 11,608 | I | By: Monjeri Investment |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.