SEC Form 4 · accession 0001209191-18-056212
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Quarles
Officer — VP Worldwide Sales
Period of report
Oct 24, 2018
Accepted (ET)
Oct 25, 2018 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 24, 2018 | A | 75,000 | A | — | Oct 23, 2028 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aquantia's common stock.
- F2On October 25, 2018, the Reporting Person was granted the RSUs which vest annually over 3 years starting on September 10, 2019.