SEC Form 4 · accession 0001209191-18-038026
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Faraj Aalaei
Officer — PRESIDENT, CEO AND DIRECTOR · Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 12, 2018 | G | 8,461 | $0.00 | D | 1,293,460 | I | By: Lindenwood Trust dated 8/13/2014 |
| Common stockF2 | Jun 13, 2018 | D | 15,000 | $11.7105 | D | 1,278,460 | I | By: Lindenwood Trust dated 8/13/2014 |
| Common stock | holding | — | — | — | 55,000 | I | By: Dena Aalaei 2007 Irrevocable Trust | |
| Common stock | holding | — | — | — | 11,608 | I | By: Monjeri Investment |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were disposed of as a charitable donation.
- F2These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.