SEC Form 4 · accession 0001209191-18-026451
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kamal Dalmia
Officer — SR VP, SALES AND MARKETING
Period of report
Apr 25, 2018
Accepted (ET)
Apr 27, 2018 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Apr 25, 2018 | A | 60,000 | A | — | Apr 24, 2028 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aquantia's common stock.
- F2On April 25, 2018, the Reporting Person was granted the RSUs which vest annually over 4 years starting on March 30, 2019.