SEC Form 4 · accession 0001209191-17-063603
AQUANTIA CORP · AQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anders Swahn
Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | A | 3,347 | $0.00 | A | 3,347 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy.
- F2The share underlying these restricted stock units vests over an eight month period monthly, subject to the reporting person's continued service on the board of directors on each vest date.