SEC Form 4/A · accession 0000947871-15-000025
Rockwood Holdings, Inc. · ROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
J Kent Masters
Director
Period of report
Dec 12, 2014
Accepted (ET)
Jan 14, 2015 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315695
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Dec 12, 2014 | A | 261 | $0.00 | A | 17,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a quarterly grant of unrestricted shares of the Company's common stock as part of the Company's non-management director compensation.
- F2Aggregate amount of securities beneficially owned corrected to include 60 shares of the Company's common stock voluntarily acquired by the reporting person on June 20, 2014, utilizing cash proceeds received by the reporting person from the Company's quarterly cash dividend payment, which 60 shares were not previously reported.