SEC Form 4 · accession 0001209191-15-048472
XOOM Corp · XOOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Hartz
Director
Period of report
May 28, 2015
Accepted (ET)
Jun 1, 2015 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | A | 3,924 | $0.00 | A | 5,302 | D | |
| Common StockF2 | May 28, 2015 | A | 2,357 | $0.00 | A | 7,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $19.11 | May 28, 2015 | A | 9,179 | A | — | May 28, 2025 | Common Stock | 9,179 | 9,179 | D |
Explanation of responses
- F1The Reporting Person was issued Restricted Stock Units (RSU) under the Xoom Corporation Non-Employee Director's Compensation Policy approved by the Board of Directors. The RSUs vest on the one year anniversary of the vesting commencement date of May 28, 2015, subject to the Reporting Person's continuous service to the Issuer on such date.
- F2The Common Stock was issued under the Xoom Corporation Non-Employee Director's Compensation Policy approved by the Board of Directors.
- F3This stock option was issued under the Xoom Corporation Non-Employee Director's Compensation Policy approved by the Board of Directors. The shares subject to the option vest on the one year anniversary of the vesting commencement date of May 28, 2015, subject to the Reporting Person's continuous service to the Issuer on such date.