SEC Form 4 · accession 0001209191-15-042496
XOOM Corp · XOOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Kunze
Officer — President and CEO · Director
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2015 | M | 18,750 | $0.68 | A | 18,750 | D | |
| Common StockF2 | May 12, 2015 | S | 18,750 | $17.8361 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $0.68 | May 12, 2015 | M | 18,750 | D | — | Jul 21, 2016 | Common Stock | 18,750 | 696,692 | D |
Explanation of responses
- F1The sales reported in the Form 4 were effected pursuant to a previously established Rule 10b5-1 trading plan.
- F2The transaction was executed in multiple trades with prices ranging from $17.3300 to $18.1600, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
- F3This stock option is fully vested and exercisable.