SEC Form 4 · accession 0001445866-18-000204
Galaxy Gaming, Inc. · GLXZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B. Saucier
10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000013156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 21, 2018 | S | 395,000 | $1.09 | D | 16,925,862 | I | Foot Note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 21, 2018, Triangulum Partners, LLC ("Triangulum"), sold a total of 395,000 shares in an open market transaction.
- F2Does not include shares which are subject to the Voting and Dispositive Control Agreements, previously reported, pursuant to which Triangulum transferred voting and dispositive control over certain shares to 5 individuals.
- F3Triangulum Partners, LLC is the holder of record of the shares of common stock of Galaxy Gaming, Inc. Mr. Saucier is the sole manager and an owner of Triangulum Partners, LLC. Mr. Saucier has voting and dispositive control over the securities held by Triangulum Partners, LLC.