SEC Form 4/A · accession 0001445866-17-001426
Galaxy Gaming, Inc. · GLXZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Lipparelli
Director
Period of report
Sep 22, 2017
Accepted (ET)
Oct 13, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000013156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Aug 31, 2017 | A | 200,000 | $0.00 | A | 350,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Does not include 125,000 shares held of record by a trust of which the Reporting Person is the Trustee.
- F2The purpose of this Amended Form 4 is to correct the transaction code, the amount paid for the shares and the number of shares granted to the Reporting Person on July 31, 2017. The original Form 4 listed shares which have not yet been granted, the grants of which are contingent on various milestones pursuant to a Board of Directors Services Agreement and Restricted Stock Grant Agreement.