SEC Form 4 · accession 0001445866-17-000593
Galaxy Gaming, Inc. · GLXZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry C Hagerty III
Officer — Chief Financial Officer
Period of report
May 1, 2017
Accepted (ET)
May 8, 2017 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000013156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $0.60 | May 1, 2017 | A | 400,000 | A | May 1, 2017 | May 1, 2022 | Common Stock | 400,000 | 400,000 | D |
Explanation of responses
- F1Shares were received in connection with the Reporting Person's employment as Chief Financial Officer pursuant to an Employment Agreement dated May 1, 2017.