SEC Form 4 · accession 0001209191-18-058163
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Leroy Ball
Officer — President and CEO · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 13, 2018 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2018 | P | 13,000 | $19.71 | A | 137,822 | D | |
| Common StockF2 | Nov 12, 2018 | P | 9,000 | $20.44 | A | 147,038 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.34 to $19.76, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2Includes 216 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on September 28, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).