SEC Form 4 · accession 0001209191-18-048694
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie S Hyde
Officer — VP Corp Strategy, Risk Managem
Period of report
Aug 27, 2018
Accepted (ET)
Aug 28, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 4,410 | $15.26 | A | 30,510 | D | |
| Common StockF2 | Aug 27, 2018 | S | 1,126 | $36.35 | D | 29,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy) | $15.26 | Aug 27, 2018 | M | 4,410 | A | Feb 20, 2012 | Feb 19, 2019 | Common Stock | 4,410 | 0 | D |
Explanation of responses
- F1These shares were tendered to cover the tax withholding obligation upon the exercise.
- F2Includes 545 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP"). These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).