SEC Form 4 · accession 0001209191-18-033045

Koppers Holdings Inc. · KOP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Global VP, SHE & Process Excel

Period of report

May 22, 2018

Accepted (ET)

May 24, 2018 · 5:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001315257

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	May 22, 2018	M	5,261	$17.57	A	23,258	D
Common Stock^F2	May 22, 2018	S	5,261	$40.65	D	17,997	D
Common Stock	May 23, 2018	M	404	$17.57	A	18,401	D
Common Stock	May 23, 2018	S	404	$40.50	D	17,997	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (Rights to Buy)^F3	$17.57	May 22, 2018	M	5,261	D	Mar 3, 2016	Mar 3, 2025	Common Stock	5,261	11,149	D
Employee Stock Options (Rights to Buy)^F3	$17.57	May 23, 2018	M	404	D	Mar 3, 2016	Mar 3, 2025	Common Stock	404	10,745	D

F1Includes 188 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on March 29, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $41.00, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3These options vest in annual installments of 25 percent over four years.