SEC Form 4 · accession 0001209191-18-017496
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian A Nielsen
Officer — VP, European Operations
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | A | 1,345 | $0.00 | A | 11,601 | D | |
| Common StockF1 | Mar 2, 2018 | M | 286 | $0.00 | A | 11,887 | D | |
| Common StockF2 | Mar 2, 2018 | A | 15,854 | $0.00 | A | 27,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy)F3 | $41.60 | Mar 2, 2018 | A | 5,134 | A | — | Mar 2, 2028 | Common Stock | 5,134 | 5,134 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 2, 2018 | M | 286 | A | — | — | Common Stock | 286 | 861 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.
- F3The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.
- F4On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.