SEC Form 4 · accession 0001209191-18-017494
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Reeder
Officer — SVP, Performance Chemicals
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | A | 5,361 | $0.00 | A | 23,292 | D | |
| Common StockF1 | Mar 2, 2018 | M | 4,569 | $0.00 | A | 27,861 | D | |
| Common StockF2 | Mar 2, 2018 | F | 2,012 | $41.60 | D | 25,849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy)F3 | $41.60 | Mar 2, 2018 | A | 13,640 | A | — | Mar 2, 2028 | Common Stock | 13,640 | 13,640 | D |
| Restricted Stock UnitsF1,F4 | — | Mar 2, 2018 | M | 4,569 | A | — | — | Common Stock | 4,569 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.
- F3The reporting person was granted stock options on March 2, 2018, which will vest 100 percent upon the first anniversary of the grant date.
- F4On March 3, 2017, the reporting person was granted restricted stock units, which vest 100 percent on the first anniversary of the grant date.