SEC Form 4 · accession 0001209191-18-017487

Koppers Holdings Inc. · KOP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Treasurer

Period of report

Mar 2, 2018

Accepted (ET)

Mar 6, 2018 · 6:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001315257

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 2, 2018	A	1,064	$0.00	A	14,644	D
Common Stock^F1	Mar 2, 2018	M	243	$0.00	A	14,887	D
Common Stock^F2	Mar 2, 2018	A	11,760	$0.00	A	26,647	D
Common Stock^F3,F4	Mar 2, 2018	F	5,429	$41.60	D	21,218	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (Rights to Buy)^F5	$41.60	Mar 2, 2018	A	4,063	A	—	Mar 2, 2028	Common Stock	4,063	4,063	D
Restricted Stock Units^F1,F6	—	Mar 2, 2018	M	243	A	—	—	Common Stock	243	732	D

F1Restricted stock units convert into common stock on a one-for-one basis.
F2Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.
F3Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.
F4Includes 75 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F5The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.
F6On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.