SEC Form 4 · accession 0001209191-18-012934
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R McCormack
Officer — VP, Australasian Operations
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 3,170 | $39.99 | A | 57,019 | D | |
| Common StockF1 | Feb 21, 2018 | F | 3,085 | $41.10 | A | 53,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $39.99 | Feb 21, 2018 | M | 3,170 | D | Feb 25, 2011 | Feb 25, 2018 | Common Stock | 3,170 | 0 | D |
Explanation of responses
- F1Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).