SEC Form 5 · accession 0001209191-18-005086
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Leroy Ball
Officer — President and CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 24, 2018 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 23, 2017 | G | 250 | $0.00 | D | 60,273 | D | |
| Common Stock | Jun 29, 2017 | G | 500 | $0.00 | D | 59,773 | D | |
| Common StockF1 | Dec 29, 2017 | G | 500 | $0.00 | D | 59,437 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 164 shares of Koppers Holdings Inc. common stock previously acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).