SEC Form 4 · accession 0001209191-17-033215
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas D Loadman
Officer — SVP, N. American, RPS
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 13,269 | $17.57 | A | 48,927 | D | |
| Common StockF1 | May 16, 2017 | S | 10,000 | $38.92 | D | 38,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy) | $17.57 | May 16, 2017 | M | 6,634 | A | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 6,634 | 0 | D |
| Employee Stock Options (Rights to Buy) | $17.57 | May 16, 2017 | M | 6,635 | A | Mar 3, 2017 | Mar 3, 2025 | Common Stock | 6,635 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $39.10, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.