SEC Form 4 · accession 0001209191-16-123422
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Markus G Spiess
Officer — VP, Global Sales and Marketing
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | M | 4,551 | $17.57 | A | 21,807 | D | |
| Common StockF1 | May 24, 2016 | S | 4,551 | $25.16 | D | 17,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $17.57 | May 24, 2016 | M | 4,551 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 18,207 | 13,656 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.11 to $25.22, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2The reporting person was granted stock options on March 3, 2015, which vest in annual installments of 25 percent over four years.