SEC Form 4/A · accession 0001209191-16-108060
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leslie S Hyde
Officer — Vice President, Safety and Env
Period of report
Mar 1, 2016
Accepted (ET)
Mar 14, 2016 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | A | 2,540 | $0.00 | A | 22,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy)F3 | $18.11 | Mar 1, 2016 | A | 9,311 | A | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 9,311 | 9,311 | D |
Explanation of responses
- F1The reporting person was awarded 2,540 time-based restricted stock units on March 1, 2016, which will vest in annual installments of 25 percent over four years. The original Form 4 filed on March 2, 2016 reported only 2,421 shares as awarded.
- F2The amount of securities reported in column 5 reflects the current amount of securities beneficially owned by the reporting person, including the correction noted in footnote 1.
- F3The reporting person was granted 9,311 stock options on March 1, 2016, which will vest in annual installments of 25 percent over four years. The original Form 4 filed on March 2, 2016 reported only 8,878 stock options.