SEC Form 4 · accession 0001209191-16-104596
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jianzhong Zhu
Officer — VP, China Operations
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | A | 2,369 | $0.00 | A | 12,360 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy)F2 | $18.11 | Mar 1, 2016 | A | 8,685 | A | Mar 1, 2017 | Mar 1, 2026 | Common Stock | 8,685 | 8,685 | D |
Explanation of responses
- F1The reporting person was awarded time-based restricted stock units on March 1, 2016, which will vest in annual installments of 25 percent over four years.
- F2The reporting person was granted stock options on March 1, 2016, which will vest in annual installments of 25 percent over four years.