SEC Form 4 · accession 0001181431-15-004054
Koppers Holdings Inc. · KOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Dowd
Officer — VP North American CM&C
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 11:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | A | 3,138 | $0.00 | A | 5,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rights to Buy)F2 | $17.57 | Mar 3, 2015 | A | 16,410 | A | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 16,410 | 16,410 | D |
Explanation of responses
- F1The reporting person was awarded time-based restricted stock units on March 3, 2015, which will vest in annual installments of 25 percent over four years.
- F2The reporting person was granted stock options on March 3, 2015, which will vest in annual installments of 25 percent over four years.