SEC Form 4 · accession 0001315255-16-000213
GTT Communications, Inc. · GTT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Calder
Officer — President and CEO · Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001315255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0001 per share | Oct 3, 2016 | S | 10,000 | $23.2405 | D | 1,299,964 | D | |
| Common Stock, par value $.0001 per share | Oct 4, 2016 | F | 2,004 | $23.35 | D | 1,302,016 | D | |
| Common Stock, par value $.0001 per share | holding | — | — | — | 411,765 | I | By Rick Calder LLC Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 10, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, pursuant to which a maximum of 120,000 shares were made available for sale.
- F2Transaction code F is for "payment of tax liability by withholding securities incident to the vesting of a security issued in accordance with Rule 16b-3."