SEC Form 5 · accession 0001104659-18-009076
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Mote Jr.
Officer — Chief Financial Officer
Period of report
Dec 30, 2017
Accepted (ET)
Feb 13, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | F | 820 | $1.88 | D | 52,062 | D | |
| Common Stock | May 5, 2017 | F | 922 | $1.87 | D | 51,140 | D | |
| Common Stock | Nov 10, 2017 | F | 1,166 | $1.59 | D | 49,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of stock withheld to satisfy tax liability upon vesting of restricted stock awards.