SEC Form 5 · accession 0001104659-17-009291
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Mote Jr.
Officer — CHIEF FINANCIAL OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2016 | F | 1,618 | $1.92 | D | 31,882 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of stock withheld to satisfy tax liability upon vesting of restricted stock.