SEC Form 4 · accession 0001104659-16-157333
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin L Marino
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2016 | P | 10,141 | $1.871 | A | 110,031 | D | |
| Common StockF2 | Nov 14, 2016 | P | 16,864 | $1.911 | A | 126,895 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.86 to $1.91 per share. The price reported above reflects the weighted average purchase price. Upon request, the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $1.87 to $1.94 per share. The price reported above reflects the weighted average purchase price. Upon request, the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected.