SEC Form 4 · accession 0001104659-15-085814
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Almagor
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 16, 2015 | P | 20,000 | $1.95 | A | 422,757 | D | |
| Common Stock | Dec 17, 2015 | P | 5,000 | $1.90 | A | 427,757 | D | |
| Common StockF3 | Dec 18, 2015 | P | 5,000 | $1.97 | A | 432,757 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.90 to $2.00 per share. The price reported above reflects the weighted average purchase price. Upon request, the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected.
- F2Prior Form 4 reports filed by the Reporting Person incorrectly reflected 38,964 shares as indirectly owned by the Reporting Person through his spouse. Those shares are held in a joint account and therefore are now reflected as directly owned by the Reporting Person.
- F3This transaction was executed in multiple trades at prices ranging from $1.95 to $1.98 per share. The price reported above reflects the weighted average purchase price. Upon request, the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected.