SEC Form 4/A · accession 0001104659-15-027040
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carol Bramson
Officer — Chief Executive Officer · Director
Period of report
Mar 24, 2015
Accepted (ET)
Apr 10, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | A | 20,000 | $0.00 | A | 36,646 | D | |
| Common StockF1,F2 | holding | — | — | — | 105,518 | I | See Footnote | |
| Common StockF1,F3 | holding | — | — | — | 86,269 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 9,625 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a computational error in a prior filing, the amount of securities reported in column 5 as indirectly beneficially owned was incorrectly reported. The error occurred in a Form 4 filed on June 14, 2013 and was inadvertently carried forward to subsequent Form 4s filed on November 13, 2014 and March 26, 2015. This amendment is being filed to correct this error.
- F2Shares held by the Carol E. Bramson Trust and Howard Bramson Trust - Tenants in Common.
- F3Shares held by TBG Capital, LLC Defined Benefit Pension Plan and Trust.
- F4Shares held by TBG Capital, LLC 401k PSP & T, F/B/O Carol E. Bramson.