SEC Form 4/A · accession 0001104659-15-027039
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carol Bramson
Officer — Chief Executive Officer · Director
Period of report
Nov 11, 2014
Accepted (ET)
Apr 10, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 11, 2014 | P | 38,500 | $2.58 | A | 105,518 | I | See Footnote |
| Common StockF1,F2,F4 | Nov 11, 2014 | P | 19,250 | $2.58 | A | 86,269 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $2.08 to $2.77 per share. The price reported above reflects the weighted average purchase price. Upon request, the reporting person will provide full information regarding the number of shares and prices at which the transaction was effected.
- F2Due to a computational error in a prior filing, the amount of securities reported in column 5 as indirectly beneficially owned following the acquisitions was incorrectly reported. The error occurred in a Form 4 filed on June 14, 2013 and was inadvertently carried forward to a subsequent Form 4 filed on November 13, 2014. This amendment is being filed to correct this error.
- F3Shares held by the Carol E. Bramson Trust and Howard Bramson Trust - Tenants in Common.
- F4Shares held by TBG Capital, LLC Defined Benefit Pension Plan and Trust.