SEC Form 4/A · accession 0001104659-15-027037
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carol Bramson
Officer — Chief Executive Officer · Director
Period of report
Jun 12, 2013
Accepted (ET)
Apr 10, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2013 | A | 7,500 | $0.00 | A | 16,646 | D | |
| Common StockF1,F2 | holding | — | — | — | 67,019 | I | See Footnote | |
| Common StockF1,F3 | holding | — | — | — | 67,018 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 14, 2013, the reporting person filed a Form 4 accurately reporting the acquisition of shares. However, due to a computational error, the amount of securities reported in column 5 as indirectly beneficially owned was incorrectly reported. This amendment is being filed to correct the securities reported as indirectly beneficially owned.
- F2Shares held by TBG Capital, LLC Defined Benefit Pension Plan and Trust.
- F3Shares held by the Carol E. Bramson Trust and Howard Bramson Trust - Tenants in Common.