SEC Form 4 · accession 0001104659-15-017187
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Stebenne
Officer — Chief Operating Officer · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.85 | Mar 3, 2015 | A | 250,000 | A | — | Mar 3, 2025 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1The option will vest in 36 equal monthly installments, with the first 1/36 of the award vesting and becoming exercisable on the first monthly anniversary of the date of grant.