SEC Form 4 · accession 0001019687-16-007318
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason P Macari
10% Owner
Period of report
Aug 18, 2016
Accepted (ET)
Aug 19, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | D | 66,735 | $2.2003 | D | 3,121,040 | D | |
| Common StockF1,F2 | Aug 15, 2016 | D | 24,704 | $2.2016 | D | 3,096,336 | D | |
| Common StockF2 | Aug 17, 2016 | D | 700 | $2.20 | D | 3,095,636 | D | |
| Common StockF2 | Aug 18, 2016 | D | 2,154 | $2.20 | D | 3,093,482 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.21.
- F2Includes 4,250 shares held by Mr. Macari's daughter. Mr. Macari disclaims beneficial ownership of these shares.