SEC Form 4 · accession 0001019687-15-003791
Summer Infant, Inc. · SUMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason P Macari
10% Owner
Period of report
Sep 14, 2015
Accepted (ET)
Oct 26, 2015 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | D | 21,729 | — | D | 3,204,304 | D | |
| Common Stock | Sep 14, 2015 | P | 1,700 | $1.30 | A | 3,182,575 | D | |
| Common StockF2 | Sep 14, 2015 | P | 3,500 | $1.33 | A | 3,184,275 | I | See footnote |
| Common StockF3 | Sep 14, 2015 | P | 750 | $1.33 | A | 3,187,775 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Unvested shares forfeited for no additional consideration pursuant to the Separation Agreement and Release dated January 15, 2014.
- F2Mr. Maccari Shares held by Mr. Macari's daughter. Mr. Macari disclaims beneficial ownership of these shares
- F3Shares held by Mr. Macari's daughter. Mr. Macari disclaims beneficial ownership of these shares.