SEC Form 4 · accession 0001140361-18-035595

Sonos Inc · SONO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 6, 2018

Accepted (ET)

Aug 6, 2018 · 4:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001314727

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 6, 2018	C	97,148	—	A	167,534	D
Common Stock^F1,F2	Aug 6, 2018	C	12,000	—	A	12,000	I	See footnote
Common Stock^F1,F3	Aug 6, 2018	C	12,000	—	A	12,000	I	See footnote
Common Stock^F4	holding	—	—		—	16,000	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Preferred Stock^F1	—	Aug 6, 2018	C	27,716	D	—	—	Common Stock	27,716	D
Series B Preferred Stock^F1	—	Aug 6, 2018	C	17,196	D	—	—	Common Stock	17,196	D
Series D Preferred Stock^F1	—	Aug 6, 2018	C	52,236	D	—	—	Common Stock	52,236	D
Series A Preferred Stock^F2,F1	—	Aug 6, 2018	C	12,000	D	—	—	Common Stock	12,000	I
Series A Preferred Stock^F3,F1	—	Aug 6, 2018	C	12,000	D	—	—	Common Stock	12,000	I

F1In connection with the consummation of the Issuer's initial public offering on August 6, 2018, each share of Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
F2The shares are held by the Pauline M. Bach 2013 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.
F3The shares are held by the Robert J. Bach 2013 Annuity Trust, for which the Reporting Person serves as a trustee.
F4The shares are held by the Pauline M. Bach 2016 Annuity Trust, of which the Reporting Person's spouse is a beneficiary.