SEC Form 4 · accession 0001140361-18-035594
Sonos Inc · SONO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelangelo Volpi
Director
Period of report
Aug 2, 2018
Accepted (ET)
Aug 6, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2018 | P | 108 | $18.37 | A | 108 | I | By Volpi-Cupal Family Trust |
| Common StockF1,F2 | holding | — | — | — | 714,286 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Of the shares reported, (a) 710,716 shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel"), and (b) 3,570 shares are held directlyby Yucca (Jersey) SLP ("Yucca" ).
- F2The Reporting Person is a partner with the Index Ventures group. Advisors within the Index Ventures group provide advice to Index I Parallel and Yucca (together, the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for Section 16 or any other purpose.