SEC Form 3 · accession 0001140361-18-034933
Sonos Inc · SONO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Maeda
Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 1, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 52,702 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1 | $18.305 | holding | — | — | — | — | Mar 10, 2025 | Common Stock | 6,724 | — | D |
| Director Stock Option (right to buy)F2 | $13.56 | holding | — | — | — | — | Nov 14, 2026 | Common Stock | 23,166 | — | D |
| Director Stock Option (right to buy)F3 | $15.025 | holding | — | — | — | — | Nov 6, 2027 | Common Stock | 6,784 | — | D |
Explanation of responses
- F1The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on April 11, 2015, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.
- F2The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on October 8, 2016, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.
- F3The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on November 1, 2017, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date.