SEC Form 4 · accession 0000899243-19-005272
Sonos Inc · SONO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
(Jersey) SLP Yucca
10% Owner
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 27, 2019 | S | 6,216 | $11.00 | D | 9,295,981 | D | |
| Common StockF1,F3 | Feb 27, 2019 | S | 621 | $11.00 | D | 928,682 | I | See footnotes |
| Common StockF2,F3 | Feb 27, 2019 | S | 34 | $11.00 | D | 51,379 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel").
- F2The shares are held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index Ventures Growth I (Jersey), L.P. ("Index I") and Index I Parallel.
- F3Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I, and Index I Parallel (together with Index I and Yucca, the "Index Funds"). IVGA I disclaims Section 16 beneficial ownership of the securities held by the Index Funds, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that IVGA I is the beneficial owner of such securities for Section 16 or any other purpose.