SEC Form 4 · accession 0000899243-19-004703
Sonos Inc · SONO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
(Jersey) SLP Yucca
10% Owner
Period of report
Feb 21, 2019
Accepted (ET)
Feb 25, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314727
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | Feb 21, 2019 | S | 289,119 | $11.0876 | D | 10,220,336 | D | |
| Common StockF1,F2,F5 | Feb 21, 2019 | S | 28,883 | $11.0876 | D | 1,021,027 | I | See footnotes |
| Common StockF1,F3,F5 | Feb 21, 2019 | S | 1,598 | $11.0876 | D | 56,488 | I | See footnotes |
| Common StockF4,F5 | Feb 22, 2019 | S | 428,681 | $11.1538 | D | 9,791,655 | D | |
| Common StockF4,F2,F5 | Feb 22, 2019 | S | 42,826 | $11.1538 | D | 978,201 | I | See footnotes |
| Common StockF4,F3,F5 | Feb 22, 2019 | S | 2,369 | $11.1538 | D | 54,119 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.30. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The shares are held directly by Index Ventures Growth I Parallel Entrepreneur Fund (Jersey), L.P. ("Index I Parallel").
- F3The shares are held directly by Yucca (Jersey) SLP ("Yucca"). Yucca is a co-investment vehicle that is contractually required to mirror the investment of Index Ventures Growth I (Jersey), L.P. ("Index I") and Index I Parallel.
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.22. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Index Venture Growth Associates I Limited ("IVGA I") is the general partner of Index I, and Index I Parallel (together with Index I and Yucca, the "Index Funds"). IVGA I disclaims Section 16 beneficial ownership of the securities held by the Index Funds, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that IVGA I is the beneficial owner of such securities for Section 16 or any other purpose.