SEC Form 4 · accession 0001628280-18-014595
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Preuninger
Officer — Chief Executive Officer · Director
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2018 | S | 20,000 | $8.65 | D | 1,701,057 | D | |
| Common Stock | Nov 26, 2018 | S | 10,000 | $8.66 | D | 1,691,057 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to The James Preuninger 2013 Five Year GRAT (grantor-retained annuity trust) ("GRAT"), the fifth out of five annual annuity payments from the GRAT to Mr. Preuninger was contractually required. A portion of this sale represents remaining proceeds from the final annuity payment. Because the final annuity payment has been made, the GRAT is being dissolved.