SEC Form 4 · accession 0001628280-18-014557
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Preuninger
Officer — Chief Executive Officer · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | S | 30,000 | $8.96 | D | 1,721,057 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to The James Preuninger 2013 Five Year GRAT (grantor-retained annuity trust) ("GRAT"), the fifth out of five annual annuity payments from the GRAT to Mr. Preuninger was contractually required. This sale represents the proceeds from the final annuity payment. Because the final annuity payment has been made, the GRAT is being dissolved.