SEC Form 4 · accession 0001628280-18-000195
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert C Cooke III
Officer — VP, Global Sales
Period of report
Jan 2, 2018
Accepted (ET)
Jan 5, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jan 2, 2018 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Jan 2, 2018 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock of the registrant.
- F2On January 2, 2018, the reporting person was granted 25,000 RSUs, of which 1/4th will vest on each of the first, second, third and fourth anniversaries of the grant date until fully vested on January 2, 2022.
- F3Performance Stock Units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the registrant.
- F4On January 2, 2018, the reporting person was granted 25,000 PSUs, which will vest upon the achievement of certain performance criteria related to the registrant's organic subscription revenue growth in the Europe, Middle East and Asia (EMEA) region through the fiscal year ended 2019.