SEC Form 4 · accession 0001628280-17-011561
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Conway
Officer — Chief Financial Officer
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | M | 4,843 | $0.00 | A | 4,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 10, 2017 | M | 4,843 | D | — | — | Common Stock | 4,843 | 43,586 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 10, 2016, the reporting person was granted 78,717 restricted stock units, of which 1/16th vested on November 10, 2017, at which time tax withholding obligations were due.
- F2Restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the registrant.
- F3On February 10, 2016, the reporting person was granted 78,717 RSUs, of which 1/16th vested on November 10, 2017. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding quarter until fully vested on February 10, 2020.