SEC Form 4 · accession 0001628280-17-009017
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert C Cooke III
Officer — VP, Global Sales
Period of report
Aug 30, 2017
Accepted (ET)
Aug 31, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2017 | S | 3,756 | $7.90 | D | 8,425 | D | |
| Common StockF1 | Aug 31, 2017 | M | 3,400 | $2.31 | A | 11,825 | D | |
| Common StockF1 | Aug 31, 2017 | S | 3,400 | $7.90 | D | 8,425 | D | |
| Common Stock | Aug 31, 2017 | S | 425 | $7.90 | D | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.31 | Aug 31, 2017 | M | 3,400 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 3,400 | 25,000 | D |
Explanation of responses
- F1Exercise and sale of 3,400 stock options from a 2/11/10 stock option grant expiring on 2/11/20, at an exercise price of $2.31 per share.