SEC Form 4 · accession 0001628280-17-006447
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert C Cooke III
Officer — VP, Global Sales
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 12, 2017 | A | 31,792 | A | — | — | Common Stock | 31,792 | 31,792 | D |
| Employee Stock Option (right to buy)F3 | $8.18 | Jun 12, 2017 | A | 76,041 | A | — | Jun 12, 2027 | Common Stock | 76,041 | 76,041 | D |
| Restricted Stock UnitsF4,F5 | — | Jun 12, 2017 | A | 9,610 | A | — | — | Common Stock | 9,610 | 41,402 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock of the registrant.
- F2The RSUs will vest 25% on each anniversary of the grant date.
- F3The Employee Stock Options will vest 25% on the one-year anniversary of the grant date and 6.25% at the end of each three-month period thereafter.
- F4Performance Stock Units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the registrant.
- F5The PSUs will vest upon the achievement of certain performance criteria related to the registrant's adjusted EBITDA for the fiscal year ended 2018.