SEC Form 4 · accession 0001628280-17-001188
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert C Cooke III
Officer — VP, Global Sales
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 16,727 | $0.00 | A | 19,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 10, 2017 | M | 16,727 | D | Feb 10, 2017 | — | Common Stock | 16,727 | 50,182 | D |
Explanation of responses
- F1Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 10, 2016, the reporting person was granted 66,909 RSUs, of which 1/4th vested on February 10, 2017.
- F2Each RSU is the equivalent of one share of Amber Road, Inc. common stock.
- F3On February 10, 2016, the reporting person was granted 66,909 RSUs, of which 1/4th vested on February 10, 2017. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding May 10th, August 10th, and November 10th until fully vested.