SEC Form 4 · accession 0001628280-16-018915

Amber Road, Inc. · AMBR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Aug 9, 2016

Accepted (ET)

Aug 11, 2016 · 4:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001314223

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 9, 2016	C	58,003	$2.31	A	1,978,187	D
Common Stock^F1	Aug 9, 2016	S	58,003	$10.30	D	1,920,184	D
Common Stock	Aug 11, 2016	C	41,997	$2.31	A	1,962,181	D
Common Stock^F2	Aug 11, 2016	S	41,997	$10.30	D	1,920,184	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$2.31	Aug 9, 2016	M	58,003	D	Sep 30, 2012	Sep 30, 2016	Common Stock	58,003	42,397	D
Employee Stock Option (right to buy)^F3	$2.31	Aug 11, 2016	M	41,997	D	Sep 30, 2012	Sep 30, 2016	Common Stock	41,997	400	D

F1Sale of 58,003 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, with the exercise price being satisfied by sale proceeds (cashless).
F2Sale of 41,997 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, with the exercise price being satisfied by sale proceeds (cashless).
F3Partial stock option exercise of a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, at an exercise price of $2.31 per share, with the exercise price to be satisfied by sale proceeds (cashless).