SEC Form 4 · accession 0001628280-16-016539

Amber Road, Inc. · AMBR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

May 18, 2016

Accepted (ET)

May 20, 2016 · 12:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001314223

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	May 18, 2016	C	74,605	$2.31	A	1,994,789	D
Common Stock^F2,F1	May 18, 2016	S	74,605	$5.00	D	1,920,184	D
Common Stock^F1	May 19, 2016	C	12,227	$2.31	A	1,932,411	D
Common Stock^F3,F1	May 19, 2016	S	12,227	$5.00	D	1,920,184	D
Common Stock^F1	May 20, 2016	C	13,168	$2.31	A	1,933,352	D
Common Stock^F4,F1	May 20, 2016	S	13,168	$5.00	D	1,920,184	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$2.31	May 18, 2016	M	74,605	D	Sep 30, 2012	Sep 30, 2016	Common Stock	74,605	125,795	D
Employee Stock Option (right to buy)^F5	$2.31	May 19, 2016	M	12,227	D	Sep 30, 2012	Sep 30, 2016	Common Stock	12,227	113,568	D
Employee Stock Option (right to buy)^F5	$2.31	May 20, 2016	M	13,168	D	Sep 30, 2012	Sep 30, 2016	Common Stock	13,168	100,400	D

F1Inclusive of 249,545 shares held of record by The James Preuninger 2013 Five Year GRAT.
F2Sale of 74,605 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
F3Sale of 12,227 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
F4Sale of 13,168 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
F5Partial stock option exercise of a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, at an exercise price of $2.31 per share, with exercise price to be satisfied by sale proceeds (cashless).