SEC Form 4 · accession 0001213900-17-003628
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CO INVESTMENT 2000 FUND LP
10% Owner
XATF MANAGEMENT II LP
10% Owner
Co-Invest Capital Partners Inc
10% Owner
Co-Invest Management LP
10% Owner
CO-INVESTMENT FUND II, L.P.
10% Owner
Co-Invest Capital Partners II, Inc.
10% Owner
Period of report
Apr 7, 2017
Accepted (ET)
Apr 11, 2017 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1,F2 | Apr 7, 2017 | S | 287,600 | $7.01 | D | 2,949,147 | I | By Funds |
| Common Stock, $0.001 par value per shareF1,F2 | Apr 10, 2017 | S | 295,262 | $7.10 | D | 2,653,885 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales of the shares were made by The Co-Investment Fund II, L.P. (45%) and The Co-Investment 2000 Fund, LP (55%) in connection with their maturity and their obligation to make distributions to its partners.
- F2Consists of 1,316,296 shares (after sales on April 7, 2017) and 1,183,428 shares (after sales on April 10, 2017) held by The Co-Investment Fund II, L.P. and 1,632,851 shares (after sales on April 7, 2017) and 1,470,457 shares (after sales on April 10, 2017) held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.
Remarks
The Reporting Persons disclaim beneficial ownership of the shares held by the Funds except to the extent of each Reporting Person's own pecuniary interest therein.